-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CK99hd0f4RvgI00ePJSPp9u3OqfBKsRYzdAF/Pg66H+wGIK+SucDqnHmKptMJAoC FI0DdAz6lXf9AHiJCLXK4Q== 0000910680-99-000042.txt : 19990212 0000910680-99-000042.hdr.sgml : 19990212 ACCESSION NUMBER: 0000910680-99-000042 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US CHINA INDUSTRIAL EXCHANGE INC CENTRAL INDEX KEY: 0000922717 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 133097642 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-53133 FILM NUMBER: 99530169 BUSINESS ADDRESS: STREET 1: 7201 WISCONSIN AVE STREET 2: STE 703 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3012157777 MAIL ADDRESS: STREET 1: 7201 WISCONSIN AVE STREET 2: STE 703 CITY: BETHESDA STATE: MD ZIP: 20814 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PEMBLE LAWRENCE CENTRAL INDEX KEY: 0000939510 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O US CHINA INDUSTRIAL EXCHANGE INC STREET 2: 7201 WISCONSIN AVE CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3012157777 MAIL ADDRESS: STREET 1: 7201 WISCONSIN AVENUE STREET 2: C/O US CHINA INDUSTRIAL EXCHANGE INC CITY: BETHSEDA STATE: MD ZIP: 20814 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 2 OMB APPROVAL OMB Number: 3235-0145 Expires December 31, 1997 Estimated average burden hours per response...14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* U.S.-China Industrial Exchange, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 90329W 10 4 ----------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 pages 13G CUSIP No. 90329W 10 4 Page 2 of 5 Pages ------------ --- --- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lawrence Pemble 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 300,300 OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 300,300 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 300,300 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.4% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SEC 1745 (2-95) Page 2 of 5 pages 13G CUSIP No. 90329W 10 4 Page 3 of 5 Pages ----------- --- --- AMENDMENT NO. 2 TO SCHEDULE 13G Item 1(a). Name of Issuer: U.S.-China Industrial Exchange, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 7201 Wisconsin Avenue Bethesda, Maryland 20814 Item 2(a). Name of Person Filing: Lawrence Pemble Item 2(b). Address of Principal Business Office or, if None, Residence: c/o U.S.-China Industrial Exchange, Inc. 7201 Wisconsin Avenue Bethesda, Maryland 20814 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $.01 par value Item 2(e). CUSIP Number: 90329W 10 4 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not Applicable SEC 1745 (2-95) Page 3 of 5 pages 13G CUSIP No. 90329W 10 4 Page 4 of 5 Pages ----------- --- --- Item 4. Ownership. As of December 31, 1998: (a) Amount beneficially owned: 300,300 shares of Common Stock. Includes 200,000 shares of Class B Common Stock held by Mr. Pemble which is convertible at any time into Common Stock on a share for share basis. Also includes 32,000 shares of Common Stock issuable upon exercise of currently exercisable Class A Common Stock Purchase Warrants, 32,000 shares of Common Stock issuable upon exercise of Class B Common Stock Purchase Warrants issuable upon exercise of Class A Common Stock Purchase Warrants and 32,000 shares of Common Stock issuable upon exercise of currently exercisable Class B Common Stock Purchase Warrants. Each share of Class B Common Stock has six votes per share. (b) Percent of class: 4.4% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 300,300 (ii) Shared power to vote or direct the vote: 0 (iii) Sole power to dispose or direct the disposition of: 300,300 (iv) Shared power to dispose or direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable SEC 1745 (2-95) Page 4 of 5 pages 13G CUSIP No. 90329W 10 4 Page 5 of 5 Pages ----------- --- --- Item 10. Certification. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1999 /s/ Lawrence Pemble ------------------------------- Lawrence Pemble SEC 1745 (2-95) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----